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Strasbourg, 27 February 2002
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Restricted
CDL-EL (2002) 2
Or. Fr.
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EUROPEAN COMMISSION
FOR DEMOCRACY THROUGH LAW
(VENICE COMMISSION)
PRELIMINARY DRAFT GUIDELINES
Prepared by the Secretariat
of the Commission
I. Principles
of Europe's electoral heritage
The five principles underlying Europe's electoral heritage
are universal, equal, free, secret and direct suffrage.
1. Universal
suffrage
a. The rights to vote and to stand for election may be subject
to the following conditions:
1) Age
- The right
to vote must be acquired at the age of majority.
- The right
to stand for election should preferably be acquired at the same age and in any
case not later than the age of 25, except where there are specific qualifying
ages for certain offices (e.g. member of the upper house of parliament,
President).
2) Nationality
- This should
not be an absolute requirement for local elections.
3) Residence
- A length of
residence requirement may be imposed solely for local and regional elections
and should not exceed six months.
4) Deprivation of rights
- Deprivation
of civic rights must be based on grounds of medical incapacity or a criminal
conviction or sentence.
- The
proportionality principle must be observed; conditions for depriving
individuals of the right to stand for election may be less strict than for
disenfranchising them.
b. Electoral registers
Fulfilment of
the following criteria is essential if electoral registers are to be reliable:
i. Electoral registers must be permanent.
ii. There
must be regular annual updates, at clearly defined times. Where voters are not registered
automatically, registration must be possible over a relatively long period.
iii. Electoral registers must be published.
iv. A supplementary register may be a means
of giving the vote to persons who have moved or reached statutory voting age
since final publication of the register.
Polling stations must not be permitted to register voters on election
day itself.
c. Submission of
candidatures
-
The law should not require collection of the signatures of
more than 1% of voters in the constituency concerned.
-
Checking of signatures must be governed by clear rules and
cover all signatures.
-
Checking of signatures must take place before the start of the
election campaign.
-
If a deposit is to be lodged, it must be refundable should the
candidate or party exceed a certain score.
2. Equal
suffrage
This entails:
a. Equal voting
rights: one voter, one vote.
b. Equal voting
power:
-
This must systematically apply to elections to lower houses of
parliament and regional and local elections.
-
It entails balanced distribution of seats among constituencies
on the basis of one of the following allocation criteria: population, number of
resident nationals (including minors), number of registered voters, and
possibly the number of people actually voting.
-
The geographical criterion and administrative, or possibly
even historical, boundaries may be taken into consideration to a certain
extent.
-
The permissible departure from the norm should not be more
than 10%, and should not exceed 15% except in special circumstances.
- Drawing of constituency
boundaries should:
-
be unbiased;
-
take place at least once every ten years, preferably outside
election periods;
-
be carried out by an independent commission, including a
geographer, a sociologist and party representatives.
c. Equality of opportunity
This entails a neutral attitude by state authorities. It applies to:
-
the election campaign;
-
media coverage;
-
public funding of parties and campaigns.
Equality may be strict (political parties are treated on an
equal footing irrespective of their current parliamentary strength or support
among the electorate) or proportional, which means that radio and television
air-time, public funds and other forms of backing are distributed according to
the results achieved in the elections.
d. Representation of minorities
Parties representing minorities must be permitted.
Special rules guaranteeing minorities reserved seats or
providing for exceptions to the normal seat allocation criteria for parties
representing minorities (for instance, exemption from a quorum requirement) do
not run counter to the principle of equal suffrage.
Neither candidates nor voters must find themselves obliged
to reveal their membership of a minority.
e. Equal representation of the sexes
Rules requiring a minimum percentage of persons of each
gender among candidates or on an elected body do not run counter to the
principle of equal suffrage.
3. Free suffrage
a. Freedom of voters to form an opinion
State authorities must observe their duty of
neutrality. In particular, this
concerns:
-
access to the media;
-
billposting;
-
the right to demonstrate;
-
funding of parties and candidates.
The state has a number of positive
obligations. Inter alia, it must:
- submit
the candidatures it has received to the electorate;
- enable
voters to know the lists and candidates standing for election, for example
through appropriate publicity;
- punish:
-- any breach
of the authorities' duty of neutrality (cf. point I.2.c);
--
interference by individuals with voters' freedom to form an opinion (for
instance through vote buying).
b. Freedom of voters to express their wishes and action to
combat electoral fraud
-
Voting procedure must be simple.
-
Only two criteria should be used to assess the accuracy of the
outcome of the ballot: the number of signatures on the electoral register and
the number of voting slips placed in the ballot box.
-
Voting slips must not be tampered with or marked in any way by
polling station officials.
-
Unused voting slips must never leave the polling station.
-
Polling stations must be manned by representatives of a number
of parties, and the presence of observers appointed by the candidates must be permitted
during voting and counting.
-
Postal voting should be allowed only where the postal service
is reliable and the risk of fraud is limited; the right to vote using postal
votes may be confined to people who are hospitalised or imprisoned or to persons
with reduced mobility.
-
Very strict rules must apply to voting by proxy.
-
Military personnel should vote at their place of residence
whenever possible. Otherwise, it is
advisable that they be registered to vote at the polling station nearest to
their duty station.
-
Counting should preferably take place in polling stations.
-
Counting must be transparent.
It is preferable that it be open to the public. Failing that, observers, candidates'
representatives and the media must be allowed to be present. These persons must also have access to the
records.
-
Results must be transmitted to the higher level in an open
manner.
- The
state must punish electoral fraud.
4. Secret suffrage
For the elector, secrecy of voting is not only a right but
also a duty, non-compliance with which must be punishable by disqualification
of any ballot paper whose content is disclosed.
The list of persons actually voting should not be published.
5. Direct suffrage
The following must be elected by direct suffrage:
-
the lower house of the national parliament;
-
sub- and supra-national legislative bodies;
-
local councils.
6. Frequency of elections
Elections must be held at regular intervals; it is
preferable that a term of office should not exceed five years.
II. Conditions for implementing these principles
1. Respect for fundamental rights
Democratic elections are not possible without respect for
human rights, in particular freedom of expression and of the press, freedom of
assembly and freedom of association for political purposes.
Restrictions of these freedoms must have a clear basis in
law, be strictly in the public interest and strictly comply with the principle
of proportionality.
2. Stability of electoral law
The fundamental elements of electoral law, in particular
those governing the electoral system proper, membership of electoral
commissions and the drawing of constituency boundaries, must:
- either be written in the constitution;
- or not be open to amendment less than one year before an
election.
3. Procedural guarantees
a. Where there
is no longstanding tradition of administrative authorities' independence from
those holding political power, independent, impartial electoral commissions
must be set up at all levels, from the national level to polling station level.
The central electoral commission must be permanent in
nature.
It must include:
-
at least one member of the judiciary;
-
representatives of parties already in parliament or having
scored at least a given percentage of the vote; these persons must be qualified
in electoral matters;
-
possibly, a representative of the Ministry of the Interior.
Political parties must be equally represented on electoral
commissions. Equality may be construed strictly or on a proportional basis (see
point I.2.a).
The bodies appointing members of electoral commissions must
not be free to dismiss them at will.
Members of electoral commissions must receive standard
training.
It is desirable that electoral commissions take decisions by
a qualified majority.
b. Funding
Public funding should be made available in accordance with
the principle of equality (strict or proportional, see point I.2.c).
Transparency in financial matters must be guaranteed as
regards:
- campaign
accounts;
- the
personal finances of elected officials before and after their election.
c. Observation of elections
- Both national and international observers should be given
the widest possible opportunity to participate in an election observation
exercise.
- Observation must not be confined to election day itself, but
must make it possible to determine whether irregularities occurred before,
during or after the elections.
- The places where observers are entitled to be present
should be clearly specified by law.
d. An effective system of appeal
- The appeal body in electoral matters should be either an
electoral commission or a court, but final appeal to a court must be possible.
- The procedure must be simple and devoid of formalism.
- The appeal procedure and, in particular, the powers and
responsibilities of the various bodies should be clearly regulated by law, so
as to avoid conflicts of jurisdiction (whether positive or negative). Neither the appellants nor the authorities
should be able to choose the appeal body.
- The appeal body must have authority to annul elections
where irregularities may have affected the outcome. It must be possible to annul the entire election or merely the
results for one constituency or one polling station. In the event of annulment, a new election must be called in the
area concerned.
- All candidates and all voters registered in the
constituency concerned are entitled to appeal.
- Time-limits for lodging and deciding appeals must be short
(three to five days for each at first instance).
- Where the appeal body is a higher electoral commission, it
should be able ex officio to rectify or set aside decisions taken by
lower electoral commissions.