Strasbourg, 20 June 2006 CDL(2006)056
Engl. only
Study
294 / 2004
EUROPEAN COMMISSION FOR DEMOCRACY THROUGH LAW
(VENICE COMMISSION)
|
ROUND TABLE ON
“NON-CITIZENS
AND MINORITY RIGHTS”
16 June 2006
09.00 a.m.-1.00 p.m.
University of Geneva
Law Faculty - Department
of Constitutional Law
Room 3050
40 Bd du Pont d’Arve
1211 Geneva 4
Tel + 41 22 379 85 30 /22
|
REPORT
By
Mr Bogdan AURESCU (Substitute member, Romania)
Legal
Aspects regarding the Possible Consequences of Granting the Status of Persons
Belonging to National Minorities to Non-citizens
I.
General remarks
A.
Origins of the legal debate
1. The present paper proposes an analysis over
the legal consequences of granting the status of person belonging to national
minorities to individuals who are not citizens of the State in which this
status is granted. In this case, the national legislation concerning the
protection of minorities, as well as the relevant international instruments in
this field would apply to persons that are regarded as aliens from the point of
view of general international law.
2. The origin of this legal debate can be
identified in some special cases such as those in the Baltic States or in certain successor States of former Yugoslavia, where the legal status of an important number of
persons is not (yet) clarified or settled. Thus, the existence of certain
restrictive conditions for granting citizenship by some successor States
generated a significant number of individuals not having/deprived by the
citizenship of the State on whose territory they reside, but enjoying a
specific ethnic, linguistic, religious and cultural identity.
3. It would be worth noting, in this context,
the concerns expressed by the Advisory Committee of the Framework Convention
for the Protection of National Minorities
concerning the fact that Estonia restricted the understanding of the term “national
minorities” to “citizens” residing on the territory of Estonia.
These concerns were, nevertheless, determined by the fact that the citizenship
requirement “does not appear suited on the existing situation in Estonia, where a substantial proportion of persons belonging
to national minorities are persons who arrived in Estonia prior to the re-establishment of independence in 1991
and who do not at present have the citizenship of Estonia.” At
the same time, the Advisory Committee noted that “further efforts are needed in
order to make naturalisation more accessible, bearing in mind that the number
of stateless persons remains high and the fact that the lack of citizenship
often has a detrimental impact over the enjoyment of full and effective
equality.”
Similar situations could be observed, in the beginning of the 1990’s, also in
the other two Baltic States.
4. The situation of non-citizens was also noted
as a result of the dissolution of the former Yugoslavia. The Advisory Committee on the Framework Convention
for the Protection of National Minorities noted, for example, that the problems
encountered with the return of refugees’
process in Croatia affect the correct implementation of the Framework
Convention. The
specific situation of displaced persons in some successor States of former Yugoslavia in relation with the citizenship issue is also
complicated by the particularities of the previously existing system of
“nations” (and the peculiar understanding attached to this term).
5. These particular situations determined somehow
the need of granting a certain level of protection to certain persons that, in
the common sense, would have been considered as persons belonging to
minorities, but do not have the citizenship of their home - State due to
specific historical or legal circumstances.
6. Besides the impulse given by these specific
situations, it was also noticed that neither the UN, nor the European
instruments on minority protection mention the citizenship criterion in order
for this protection to be granted.
B.
Important aspects to be taken into account when
discussing the issue of extending the minority status to non-citizens
a. Absence of an “international”/European definition of
the term “national minority”
7. The debate (and decision) of granting
minority status to non-citizens might influence the debate on the definition of
“national minority”. The Venice Commission already started to recommend the
exclusion out of the definitions of national minority at domestic level the
citizenship criterion (see, for instance, the opinion issued in October 2005
regarding the draft Law on national minorities of Romania).
8. It is extremely important to underline, at
this point, that, however, excluding out of the definition of national minority
the citizenship criterion, that means granting official minority status to
non-citizens, and granting – in fact, extending – some minority rights to
non-citizens are not the same thing.
9. International documents do not provide for a
definition of the term “national minority”. Nor does the most important legal
document within the Council of Europe legal system, the Framework Convention
for the Protection of National Minorities. It is well known that both at
international, and at European level convening upon a generally accepted
definition of national minority (with the notable exception of the Central
European Initiative) was not (yet) possible.
10.
The Framework Convention departed from the initial proposal of the
Parliamentary Assembly of the Council of Europe, contained in the
Recommendation 1201 (1993) concerning an Additional Protocol to the European
Convention on Human Rights on the Rights of National Minorities. Article 1 of
the proposed Protocol provided for a definition of “national minority”,
according to the following criteria:
a. reside on the territory of the State and are citizens thereof;
b. maintain longstanding, firm and lasting ties with that
State;
c. display distinctive ethnic, cultural, religious or
linguistic characteristics;
d. are sufficiently representative;
e. are motivated by a concern to preserve together that
which constitutes their common identity, including culture, traditions,
religion or language.
11. Absence of a definition in the Framework
Convention generated the possibility and the need that States provide specific
definitions in the internal legislation. [Some States prefer a simpler
solution: enumerating the national minorities “recognised” on their territory
(such as Article 64 of the Constitution of Slovenia)].
12. Nevertheless, the elimination of the
definition initially proposed by Recommendation 1201 did not impeded States
from sharing the essence of these criteria when defining “national minorities”
on domestic level. Thus, certain State practice can be observed in the sense of
conditioning the application of legislation concerning protection of national
minorities to citizens.
Still, legislation of only a very limited number of States is extending
minority rights to non-citizens.
13. In other words, excluding the citizenship
criterion / granting minority status to non-citizens is equivalent not only to
extending the personal scope of minority protection to new categories of
individuals, but also to restarting the
debate on the issue of a European definition of national minorities. That
is because excluding a certain criterion means finding another one(s) to
replace it and to rely on. These new criteria are to be determined and
accepted, this meaning to convene upon a generally accepted (new) European
definition of national minority.
14. It is important to note, in this respect,
that the most recent approach at the level of the Parliamentary Assembly of the
Council of Europe seems to embrace or to come back to a rather conservative spirit. Thus, the
Recommendation 1735/ 26 January 2006 on the “concept of nation” clearly refers
to the persons belonging to national minorities as to citizens of their
home-State: para 8 – “… on the territories of almost all the Council of Europe
member states there live various groups of people who are at the same time citizens of the same state or civic
nation…”, para 9 – “These national minorities…which represent a constitutive
part and a co-founding entity of the nation-state of which their members are
subjects as citizens…”, para 11 –
“The Assembly acknowledges that the most important role in preserving the
identity of national minorities falls with the state of which the national
minority members are citizens…”, para
12 – “…to allow any individual to define himself as a member of a cultural
‘nation’ irrespective of his country of citizenship or the civic nation he
belongs as a citizen…” (Italics
added).
b. The problem of the “new minorities”
15. The absence of the citizenship criterion
within the definition of the national minority provides, indeed, for “more
weight” of other criteria that might be followed in order to establish the
content of the notion, such as the longstanding relations, the distinctive
ethnic, cultural, religious or linguistic characteristics.
16. It might also imply putting the accent on residence and opening a debate on how long
the residence period should be in order for a certain person to be considered
as belonging to a national minority (a new one or an already existing one), or how long the relations with the
home-State should be for a certain ethnic group to be recognised as minority.
If UN and European instruments do not mention the citizenship criterion – in
fact, they do not set forth any
criterion, as they do not give any definition of national minority – there is,
at least in theory, no legal reason to fix certain “long” periods of time in
order for a certain group of persons to be regarded as a national minority
(e.g. 100 years or more) or for a certain person to be considered to belong to
an existing national minority.
17. The discrepancy between two particular
persons residing for the same period of time on the same territory – one
recognised as belonging to a “historic” national minority and the other not,
because his/her ethnic group is not “historic” in that territory – can hardly
be justified. If citizenship is excluded, why to maintain other restrictions
that might be seen as discriminatory – like the “historic” link or the
“personal” period of time?
18. Again, the recent approach of PACE is rather
conservative: the Recommendation 1735/ 26 January 2006 on the “concept of
nation” clearly refers to national minorities as to “traditional” ones; so, the
“new minorities” are excluded. Thus, in para 11 the Assembly “invites member states
to adopt legislation and regulatory acts recognising
the traditional national minorities and apply them in good faith” (Italics
added).
c. The problem of the political and legal bond between
the kin-State (which coincides with the State of citizenship) and the
kin-minority
19. Extending the personal scope of application
of minority protection to non-citizens (of the home-State) allows also for the foreign citizens to be included in this category, thus creating a certain
political and legal bond, on ethnic basis, between the kin-State (which
coincides with the State of citizenship) and the kin-minority. There is not
only an overlapping of legal regimes (see below) that occurs, but also the
premises for allowing, at a later, subsequent possible stage for all persons belonging to that
kin-minority (including those persons already having the home-State
citizenship) to be granted the kin-State citizenship, on ethnic basis.
20. This possibility was criticised during the
European debate on the well-known Law on Hungarians living in neighbouring
countries, as being contrary to the good-neighbourliness principle because it
was considered likely to create a political bond between kin-State and
kin-minority. Not only
because the early versions of the Law provided dual citizenship for the
Hungarians abroad (this idea was abandoned and eliminated from the draft
submitted for approval to the Parliament), but because granting ethnic
certificates with certain symbolism included (similar to Hungarian passports)
risked, according to the Venice Commission on the preferential treatment of
national minorities by their kin-State of October 2001, to create a political
bond, which was an understandable cause of concern for the home-State.
21. Taking into account the above mentioned,
including foreign citizens in the category of national minority would not only
create a political bond, but also a legal one. The political implications, the
“understandable concern” (even more obvious than in the above mentioned case)
would render such a measure unacceptable for the European States.
d. The relationship between the national minority and the
(civic) nation of the home-State
22. If the definition of national minority
excludes the citizenship as a criterion, thus extending the scope of national
minority to non-citizens, this could imply that such non-citizens (which,
together with persons having the citizenship of the home – State, thus belong
to the same national minority) become part or, at least, associated to a certain civic nation to which a national minority
belongs in the home – State. The contradiction (non-citizens becoming, by
association, a part of a civic nation, other than the civic nation of their
State of citizenship) is obvious.
C.
Possible legal situations of non-citizens within the
scope of this study
23. Three situations might be envisaged concerning the legal
status of a non-citizen residing on the territory of a State.
24. First, this person might enjoy the status of “alien” (that is “foreign citizen”),
thus taking benefit of the general international law applicable to aliens (see,
for instance, the UNGA Resolution 40/144 of 13 December 1985 - Declaration on the Human Rights of Individuals Who
are not Nationals of the Country in which They Live). At the same time, aliens
enjoy the diplomatic and consular protection of the State of citizenship.
25.
Second,
a particular situation could be foreseen when a person receives the status of refugee, case in which relevant
international law instruments apply.
26. A Third
situation is the one in which a non-citizen residing on the territory of a
State is a stateless person. In this
case, relevant international law also applies.
II.
Legal consequences of the combined application of the
minority status and the status of alien/refugee/stateless person
27. In order to establish the legal consequences
of the parallelism between the status of person belonging to a national
minority, on one hand, and the status of alien, refugee or Stateless person, on
the other hand, a comparative analysis of the international law for the
protection of aliens, refugees and Stateless persons in parallel with international law regarding persons belonging to
minorities is useful.
A.
Overview of the applicable law on the four categories
a.
The legal regime of aliens in international law
28. In the case of aliens, there is no general international instrument regarding
their protection, the receiving State having, in principle, the sovereign right
to admit aliens on its territory or to establish the regime of aliens residing
on its territory.
However, the State has the obligation to observe the principle of minimum standard of treatment,
providing for a set of minimum guaranties recognised by the State to the aliens
residing on its territory, independently of the treatment granted to its own
citizens or to norms agreed through international treaties. The content of this
principle may be identified on a case by case basis, but there is a broad
recognition of the fact that it concerns the respect of the general principles of the human rights
protection.
29. In this context, a general acceptance in the
sense of inclusion of the principle of non-discrimination
on the ground of belonging to a national minority in the general principles of
human rights can be noted.
Moreover, Article 1 of the Framework Convention includes the protection of
national minorities in the international protection of human rights. Therefore,
it can be considered that States have a general customary obligation not to
discriminate on the ground of minority or not to prohibit certain rights, such
as religious freedom or the right to use the native language. Nevertheless,
little consent could be met on inclusion of the obligation to take positive
measures, as the ones provided by Article 4(2) of the Framework Convention,
towards all residents in the minimum
standard of treatment.
30. At the same time, aliens living on the
territory of a State are enjoying the diplomatic and consular protection of the
State of citizenship. Thus, when its own citizen has suffered a prejudice due
to certain action/measures of the authorities of the State of residence
incompatible with the international law, after the exhaustion of local
remedies, the State of citizenship may exercise the diplomatic protection. The
individual claim is transformed into a State claim thereby.
31. Moreover, according to the 1963 Vienna
Convention on Consular Relations, the sending State may intervene for defending
the rights of its own citizens, rights that should have been observed by the
receiving State (Article 5).
b.
The legal regime
of refugees in international law
32. In the case of refugees, the reference document is the 1951 Convention related to
the Status of Refugees,
establishing as a general principle, the principle
of non-refoulement, meaning that no Contracting State shall expel or return
(“refouler”) a refugee, against his
or her will, in any manner whatsoever, to a State where he or she fears
persecution. The convention is not applicable to those refugees who are the
concern of United Nations agencies other than UNHCR, [such as refugees from
Palestine who receive protection or assistance from the United Nations Relief
and Works Agency for Palestine Refugees in the Near East (UNRWA)], nor to those
refugees who have a status equivalent to nationals in their country of refuge.
33. As a general rule,
the State Parties to this Convention shall grant to refugees the same treatment
as to the aliens accepted on their territory (Article 7 of the Convention).
Moreover, the State Parties to the Convention are obliged not to discriminate
the refugees by reference to their race, religion or State of origin (Article 3
of the Convention).
34. [Certain specific provisions of the
Convention could be mentioned. Thus, Article 4 of the Convention regarding the
right to religion, provides for a treatment not less favourable to the one
granted to its own citizens. At the same time, Article 22 of the Convention
regarding the right to education, provides for the same treatment for the
refugees as for the citizens of the State, concerning elementary education.
Regarding the following cycles of education, the treatment is similar to the
one granted to aliens].
c.
The legal regime of stateless persons in international law
35. In the case of the stateless persons, the reference document is the 1954 Convention
relating to the Status of Stateless person, establishing a similar framework
for stateless persons as for the refugees: principle of non-discriminatory
treatment on the basis of race, religion or State of origin (Article 3),
treatment similar to the one granted to aliens, with the exception where the
Convention provides for a more favourable treatment (for example, Article 4 of
the Convention provides for a treatment similar to the one granted to its own
citizens as regards the freedom to express their religion).
36. [Specific provisions stipulate that during
the elementary cycle of education, the Stateless persons are granted the same
treatment with the citizens of the State of residence (Article 22). As for the
following cycles of education, the treatment should be, as possible, similar to
the one granted to aliens].
d.
The legal regime of persons belonging to national
minorities in international law
37. In Europe, the
international protection granted to the persons belonging to national minorities is set forth mainly
by the 1994 Framework Convention for the
protection of national minorities,
but also by other international documents. As mentioned above, there is no
unanimously accepted definition of national minority.
Nor does the Convention provide for a definition of the term “national
minority”. Therefore concrete conditions that certain persons must accomplish
for being recognised as persons belonging to national minorities are
established by the States. Thus, the right to “choose to be treated or not to
be treated as a person belonging to a national minority”, provided by Article 3
(1) of the Framework Convention is conditioned by the definition that each
State provides for “national minority”.
38. In conformity with the provisions of the
Framework Convention, the persons belonging to national minorities have the
benefit of certain rights that confer them the possibility of preserving and
promoting their ethnic, linguistic, religious and cultural identity. The main
idea is to ensure that the persons belonging to the national minorities are
effectively treated equally as the majority. This means that it is necessary to
take special measures in favour of the persons belonging to national minorities
(Article 4 (2) of the Convention).
39. The Convention provides for the possibility
of a State which has ethnical, cultural, linguistic or religious link or a
common cultural heritage with the persons having the status of national minority
in another State, to conclude bilateral agreements with that State and the
right of these persons to establish and maintain free and peaceful contacts
across frontiers (Article 18 of the Convention).
B.
Combined application of the aliens/refugee/Stateless
persons regimes and minority status
41. There are certain legal consequences that may occur when granting to an alien/to a
refugee/to a Stateless person the status of person belonging to national
minority. The examination of some of these effects might be useful.
a.
Aliens
42. First,
even though in all situations rights of persons belonging to minorities
are individual rights,
the exercise of the rights and the enjoyment of the freedoms flowing from the
principles enshrined in the Framework Convention shall be done individually as well as in community with
others, as provided by Article 3 (2) of the Framework Convention. Thus the exercise of the rights does not
regard only individuals, as in the case of aliens, refugees or Stateless
persons, but also communities of
individuals.
43. Secondly, in
the case that certain aliens (that have, together with other aliens or with
citizens of the home – State a common ethnic or cultural identity) are granted
the status of persons belonging to a national minority, this situation might be
interpreted as a discrimination against
other aliens that may be found on the territory of that State (and do not have
such identity links). That is because the State would be bound to take positive
action in respect of the former category of aliens, according to Article 4 (2)
of the Framework Convention, in order for them to effectively benefit from
the same status as “the persons belonging to the majority.”
44. At the same time, the legal situation of
cumulating the regime of person belonging to a national minority and the status
of alien could be interpreted in the sense of affecting the sovereign right of the State to set forth the
domestic standard of treatment of aliens, as, according to the provisions of
the Framework Convention, the State would be obliged to grant to aliens with
the status of persons belonging to national minorities certain rights that are
generally excluded for aliens, such as the right to participate to activities
related to public affairs.
45.
Thirdly,
another consequence is related to the possibility of granting diplomatic protection by the State of
citizenship. This would imply the possibility of the State of citizenship
to intervene in the favour of the person residing on the territory of another
State as alien and, at the same time, as a person belonging to a national
minority. Practically, in this situation, it is most probable that the State of
citizenship coincides with the kin - State, determining the parallel application of two different
legal regimes: the preferential treatment granted by the kin - State, according
to internationally recognised standards, and diplomatic protection. It would be
difficult to imagine how the principles outlined in the Venice Commission
Report on the Preferential Treatment of National Minorities by their kin-State
of 2001, would apply in this situation, especially the ones referring to the
primacy of agreement or the consensual approach between the two States involved.
46. There might appear some questions whether
this situation would create discrimination as regards the other persons
belonging to national minorities (or to the same national minority, but that
are citizens of the State in which they reside) that can not enjoy the
diplomatic protection of the State with which they have cultural, linguistic,
ethnic or religious ties or a common cultural heritage. Some questions might
remain difficult to answer, especially whether the kin - State, which coincides
with the State of citizenship, might overtake a claim of its citizen concerning
the respect of international norms related to the rights of persons belonging
to national minorities.
47. In connection with the above mentioned,
another conceptual contradiction is the qualification
of the action of the State exercising diplomatic protection for a person
belonging to a national minority: according to international law, this is a right of that State; according to the
standards regulating the kin – State involvement, “although (such) State…may
have an interest in persons having
the same ethnicity living abroad, this
does not entitle or imply, in any way, a right under international law to
exercise jurisdiction over these persons.”
(Italics added)
48. Last but not least, it is important to
underline that “an alien lawfully in the territory of a State may be expelled there from”, under certain
conditions. Even if
“individual or collective expulsion of such aliens on ground of race, colour,
religion, culture, descent or national or ethnic origin is prohibited,”
creating this possibility (on other grounds) might be seen, in certain
circumstances, as contrary to Article 16 of the Framework Convention, which
prohibits measures aimed at modifying the proportion of population in areas
inhabited by persons belonging to national minorities.
b.
Refugees and
Stateless persons
49. The main questions that may arise from the
parallel application of the norms related to rights of persons belonging to
minorities and the ones concerning refugees or stateless persons could be
related to a possible situation of discrimination
among different categories of refugees or stateless persons. This
discrimination would result from applying different
legal norms to different refugees or stateless persons, according to the
criterion of belonging (or not) to a national minority, in the context in which, in most cases, refugees and stateless persons
have various/different ethnic, linguistic or religious features in comparison
with the majority of citizens. This situation could be also interpreted as
affecting the non-discrimination rule on the basis of the State of origin, provided by Article 3 of the Convention relating
to the Status of Refugees and Article 3 of the Convention relating to the
Status of Stateless Persons.
C.
Coincidence of certain rights
50. The examination of certain specific rights
established by international law to the benefit of the persons belonging to
national minorities would be useful, with the view to see to what extent these
rights coincide with other rights generally recognized for specific categories
as aliens, refugees or stateless persons. For the purpose of this analysis, we
will refer to the rights provided by the Framework Convention.
53. The freedom
of religion is regulated by Article 8 of the Framework Convention.
54. It can be noted that this freedom is
regulated also in Article 5 para 1 (e) of the UNGA Declaration on the Human
Rights of Individuals Who are not Nationals of the Country in which They Live,
by Article 4 of the Convention relating to the Status of Refugees, and by Article
4 of the Convention relating to the Status of Stateless Persons.
55. With respect to the right to education, provided by Articles 12, 13, and 14 of the
Framework Convention, it is to note that Article 22 of the Convention relating
to the Status of Refugees and Article 22 of the Convention relating to the
Status of Stateless Persons assimilate the treatment granted to refugees and
stateless persons to the one granted to nationals.
56. The right
to equal protection by law and before courts is set forth in Article 4 of
the Framework Convention. It is also provided by Article 5 para 1 (c) of the
UNGA Declaration on the Human Rights of Individuals Who are not Nationals of
the Country in which They Live, by Article 16 of the Convention relating to the
Status of Refugees and Article 16 of the Convention relating to the Status of
Stateless Persons.
57. Therefore, certain rights and freedoms are
guaranteed by international law to all
categories examined: persons belonging to national minorities, aliens,
refugees, stateless persons. In these situations, the need for applying the
rules related to rights of persons belonging to national minorities would not
appear as obvious. At the same time, it should be noted that the wording defining
the exact content of these rights is not always identical, as the purpose of
protection is not the same.
III. Conclusions
58. The conclusion of the above analysis
concerning the consequences of excluding the citizenship criterion from the
domestic definitions of “persons belonging to national minorities” (in the
sense of including non-citizens) are, mainly, the following:
-
There is no definition accepted at international
level for “national minorities”; the international and European legal
instruments in this field do not provide any criteria regarding this definition
– either citizenship, or/and other
criterion; in consequence, the fact that national legislations restrict the
application of rules concerning rights of persons belonging to minorities to
citizens can not be interpreted as not respecting the Framework Convention or
any other relevant legal instrument.
-
Recommending the
exclusion of citizenship as criterion from the definition of “national
minority” implies discussing and finding
other criteria to rely upon; they have to be generally accepted;
-
Excluding the
citizenship criterion from the domestic definitions of “persons belonging to
national minorities” (in the sense of including non-citizens) creates a
situation of overlapping regimes and parallel application of different set of
norms of international law: international protection of national minorities and, at the same time, the legal regime
of aliens or of refugees or of stateless persons;
-
Applying
simultaneously these different international law regimes would result in practical and conceptual difficulties and
contradictions,
the non-discrimination rule is mostly
affected;
-
Some important
rights and freedoms are regulated by all
these regimes;
-
Taking into account
the difficulties encountered, as well as the political implications involved (especially regarding the inclusion
of aliens/foreign citizens in the category of national minority), it is unlikely that States will accept easily
the extension of the notion of “national minority” to persons that are not
citizens of the State in which they reside as
a general rule;
-
Taking into
consideration the fact that the debate about excluding the citizenship
criterion was stimulated by some particular situations in Europe (following the
dissolution of the former USSR and of the former Yugoslavia), the best solution
would be found on a case-by-case basis,
if the specific situation in a certain State would call for an extension of
certain rights of persons belonging to national minorities to persons not
having the citizenship of that home – State; so, it should be seen as an
exception, and not as a general rule;
-
So, if the
specific situation in a certain country so requires, the right solution, from the international law point of view, is not to exclude the criterion of
citizenship from the definition of national minority, as set forth in
its domestic legislation in this field, but to extend the benefit of certain rights
of persons belonging to national minorities to those non – citizens present in
the home - State who need this protection; the selection of those
rights extended to such non – citizens should be performed also on a right – by – right (article – by – article) approach.